Regulatory filing 📈 Stocks 🌍 United States

Flux Power Faces Nasdaq Delisting Risk and Tightened $4M Funding Deadline

Flux Power Holdings is under pressure as it navigates a Nasdaq delisting notice regarding a ($431,000) stockholders' deficit and a critical December 4, 2026 deadline to secure $4.0 million in net equity proceeds.

🕐 1 min read

1 assets impacted (Stocks). Net bias: 0 Bullish, 1 Bearish, 0 Neutral. Strongest signal: FLUX ↓ 7/10 (85% confidence).

📊 Affected Assets (1)

FLUX
Bearish 🤖 85%
📅 Short-term 🌍 US · Explicit

On November 9, 2026 Nasdaq notified Flux Power it failed the minimum $2,500,000 stockholders' equity rule, reporting a stockholders' deficit of ($431,000), and the company must submit a compliance plan by December 24, 2026. Separately, lender GBC extended only to December 4, 2026 the deadline to raise at least $4.0 million in equity net proceeds, with no assurance of success or further extension. Together these create concrete delisting and financing-default risks that pressure the stock.

Catalysts
  • ▼ Nasdaq deficiency notice dated November 9, 2026 for stockholders' equity of ($431,000) versus the $2,500,000 requirement
  • ▼ Deadline to regain-compliance plan set for December 24, 2026, with possible 180-day extension if Nasdaq accepts the plan
Risk Factors
  • ▲ Trading on Nasdaq is not immediately affected; the stock continues to trade under FLUX
  • ▲ A hearing before an independent Nasdaq panel would stay any suspension or delisting action

🧭 Full analysis of these assets

🎯 Key Takeaways

  • Flux Power received a Nasdaq notice on November 9, 2026, for failing to maintain the required $2,500,000 in stockholders' equity.
  • The company reported a stockholders' deficit of ($431,000) as of the fiscal quarter ended September 30, 2026.
  • A compliance plan to address the Nasdaq deficiency must be submitted by December 24, 2026.
  • Lender Gibraltar Business Capital extended the $4.0 million equity raise deadline to December 4, 2026.

📝 Executive Summary

Flux Power Holdings faces mounting financial pressure after receiving a Nasdaq deficiency notice for failing to meet the $2,500,000 stockholders' equity requirement. The company reported a stockholders' deficit of ($431,000) and must submit a compliance plan by December 24, 2026. Simultaneously, lender Gibraltar Business Capital has extended the deadline for a mandatory $4.0 million equity raise only until December 4, 2026, with no guarantee of further extensions.

❓ FAQ

Is Flux Power being delisted right now?

No. The company says the notice has no immediate effect on listing or trading, and FLUX continues to trade on the Nasdaq Capital Market. It has until December 24, 2026 to submit a plan to regain compliance, and a hearing process could further delay any delisting.

Why does the lender deadline matter?

Under the loan agreement with Gibraltar Business Capital, Flux Power must complete an equity sale bringing net proceeds of at least $4.0 million by December 4, 2026. The company says there can be no assurance it will meet this requirement or receive further extensions.